[Elecraft] Field Day rig experience

WILLIE BABER wlbaber at bellsouth.net
Fri Jun 15 00:50:45 EDT 2018


Since it is meant for public consumption, maybe Wayne won't mind that I reproduce this, that Wes also cited (from the Elecraft website), written by Wayne, N6KR:  Maybe we can agree that Wayne and Elecraft ought to know.  And so end of thread.
-----------------------------------

What "Roofing Filter" means to Elecraft

There's been so much discussion about this topic that I'd thought I'd better try to clarify why we used the term when discussing the K3S.
A "Roofing filter" is simply a filter in the radio's first IF through which all signals must pass before they will be "seen" by later receiver stages. The narrower this filter is, the less exposure later stages will have. Thus a "narrow" roofing filter is desirable -- but "narrow" is relative, as I'll explain. 

The term "roofing filter" has most often been used in relation to triple- or quadruple-conversion receivers. Such receivers have an  IF above the highest RF band covered; it's typically something in the range of 30 to 70 MHz or higher. But "roofing" as a term should be interpreted as "protective," not "high in frequency." A roofing filter protects later stages, including amplifiers, mixers, narrower filters, and DSP subsystems, just as the roof on your house keeps rain out of all of the rooms. But a roofing filter can be equally at home at a low first IF, if that is how the radio is designed. It still provides the same protective function.

When we released the K2 in 1999, we never described our 1st IF crystal filters as roofing filters. We had only one IF, so the receiver model was simpler; there were no narrow filters at later stages that required protection.

But now, we find that the term is in widespread use. Average hams now think of roofing filter bandwidths as the standard of comparison between receivers. This is why manufacturers have jumped through hoops to try to provide the narrowest possible roofing filters. Many operators have an understanding (justified) that a roofing filter that is wider than the communications bandwidth will not best protect the receiver's later stages. So the term now seems appropriate to use even in a radio such as the K2, K3S, or Orion, all of which use low-frequency IFs (5 to 9 MHz).

In recent years, the roofing filter has become the centerpiece of receiver redesign:
Suppose that manufacturer "A" initially designed their receiver to use a 15- or 20-kHz roofing filter. Yes, this allows the receiver to handle NBFM and other wide modulation modes; it may also be selected to constrain the signal bandwidth ahead of a noise blanker or spectrum scope. But it comes at a price. If you're using CW mode, you'll have much narrower filters selected at the radio's 2nd and 3rd IFs. Yet the 1st IF roofing filter allows a broad swath of signals into the earlier stages. You don't need this energy in your passband. It can cause trouble.

Manufacturer "A," realizing they have a problem with dynamic range at close spacing, then announces that they've had a breakthrough: they can now offer a 6-kHz, or more recently 3-kHz roofing filter. This will certainly improve the situation for SSB and AM operation, but it still opens the barn door in CW or DATA modes, because the bandwidth is a factor of 10 wider than needed for communications.  

So why don't they offer much narrower roofing filters that can be switched in for CW and data modes, or at times when adjacent-channel SSB QRM is very high? It's because they can't make filters any narrower at such a high IF.

Enter the "down-conversion" rig (K2, K3S, Orion, etc.). By converting to a low first IF, the designer can easily create narrow filters that are compatible with the required communications bandwidth. This is why we are offering filters with bandwidths as low as 200 Hz.

And yes, these are still "roofing" filters, because they limit exposure (bandwidth), thus protecting later stages (in the K3S case, the IF amp, 2nd mixer, and DSP).

73,
Wayne
N6KR

CWops #1085
CWA Advisor levels II and III
http://cwops.org/

--------------------------------------------
On Thu, 6/14/18, K9MA <k9ma at sdellington.us> wrote:

 Subject: Re: [Elecraft] Field Day rig experience
 To: elecraft at mailman.qth.net
 Date: Thursday, June 14, 2018, 8:28 PM
 
 There are at least two excellent
 reasons for the narrow crystal filters 
 in
 the first IF of the K3(s).  (Wayne can correct me if
 I'm wrong.)  
 One, of course, is to
 reject the image of the second IF.  However, the 
 dynamic range of the ADC in the second IF, by
 itself, just isn't enough 
 to provide
 the 140 or so dB we need.  The combination of the ADC/DSP
 and 
 the crystal filter does the trick, even
 though 8 MHz crystal filters 
 aren't all
 that great.  As I recall, there were some earlier DSP only
 
 receivers, but their dynamic range was
 poor. Crystal filters are 
 expensive, but
 until we have fast ADC's linear to at least 24 bits, 
 they're necessary to get that kind of
 dynamic range.
 
 I've
 often wondered if any other communication system requires
 the close 
 in dynamic range we do.  Why
 would anyone design a system that allowed 
 signals 2 kHz apart to differ in strength by
 140 dB?
 
 73,
 Scott K9MA
 
 
 
 
 On 6/14/2018
 20:33, WILLIE BABER wrote:
 > Wes,
 >
 > "A "Roofing
 filter" is simply a filter in the radio's first IF
 through which all signals must pass before they will be
 "seen" by later receiver stages. The narrower this
 filter is, the less exposure later stages will have. Thus a
 "narrow" roofing filter is desirable -- but
 "narrow" is relative, as I'll
 explain."
 >
 >
 What Elecraft said (above) is exactly what I said. 
 Moreover, Elecraft's explanation is required because the
 term roofing filter is now applied to up-conversion in
 multiple conversion radios (with relatively wide first I-F
 filters compared to what is achievable at a low first I-F)
 which is what the term initially sought to rebuff in the
 first place, also my point.
 >
 > 73, Will, wj9b
 >
 > CWops #1085
 > CWA
 Advisor levels II and III
 > http://cwops.org/
 >
 >
 --------------------------------------------
 > On Thu, 6/14/18, Wes Stewart <wes_n7ws at triconet.org>
 wrote:
 >
 >   Subject:
 Re: [Elecraft] Field Day rig experience
 >   To: elecraft at mailman.qth.net
 >   Date: Thursday, June 14, 2018, 4:47
 PM
 >   
 >   Will,
 >   
 >   First of all I
 have said before and will repeat
 >   it,
 I detest the term "roofing
 >  
 filter."  That said, by the generally
 >   accepted definition, you are wrong.
 See
 >   Elecraft's take on this:
 >   
 >   http://www.elecraft.com/K3/Roofing_Filters.htm
 >   
 >   If you will
 think in
 >   Wayne's terms, the
 post-mixer filter is a
 >  
 "protective"
 >   filter, not
 a
 >   mode-specific filter.  So the
 question becomes, how much
 >   
 >   protection is necessary?  In
 >   Elecraft's case, quite a lot,
 IMHO.  With its QRP
 >   DNA, Elecraft
 uses post crystal filter
 >   circuitry
 that minimizes current
 >  
 consumption.  The trade off for this is the
 >   need for a bank of pricey crystal
 >   filters
 >   to
 limit the frequencies that the circuitry is exposed
 >   to.
 >   
 >   Now what if the
 >  
 subsequent circuitry doesn't require this much
 >   protection
 >  
 because it is more robust?  We
 >   now
 have direct-sampling radios that can digitize
 >   a whole ham band with good performance.
 If the
 >   BW was limited to 10-15 kHz
 in an
 >   up
 >  
 conversion configuration they should be even better. 
 The
 >   limitation now
 >   becomes LO phase noise, but
 >   newer synthesizer designs overcome that
 obstacle.
 >   Another thing to note is
 that IMD in crystal
 >   filters is
 reported to be inversely
 >  
 proportional to BW. So a wider filter might
 >   actually be better from that
 >   perspective.
 >  
 Some Elecraft filters exhibit passive IMD BTW.
 >   
 >   Wes  N7WS
 >   
 >   On 6/14/2018
 8:01 AM, WILLIE BABER wrote:
 >   >
 Hello Wes,
 >   >
 >   > I took a look.  Both designs are
 using
 >   the idea of "roofing
 filter" to refer to
 >  
 up-conversion radios similar to the use of up-conversion
 >   3khz filters as roofing filters in Icom
 radios.
 >   >
 >  
 > "Roofing
 >   filter" (a
 mode specific filter after the first mixer
 >   including narrow cw filters) only makes
 sense in the
 >   context  of the
 history of superhet design and in
 >  
 particular the use of one broad 15 khz first I-F (so that
 >   all modes may pass through it) typical
 of all Japanese
 >   radios until
 recently.  Calling a 45 mhz filter at the
 >   first I-F a "roofing filter"
 as noted in the info
 >   you sent
 entirely misses the point of what roofing filter
 >   means.  Or, to put it another way, all
 Ten-Tec radios had
 >   roofing filters
 in them (and were ssb and cw only) well
 >   before the term roofing filter was
 coined!  Which is why an
 >   Omni C
 will out perform any wide (15 khz) first I-F Japanese
 >   radio, even those built well after the
 1980 vintage Omni
 >   C.
 >   >
 >   >
 Unless mode
 >   specific up-conversion
 crystal filters can be made and as
 >  
 narrow as 200 hz (this is possible with down-conversion)
 >   then "roofing filter" and up
 conversion
 >   doesn't make sense
 historically or in reality.
 >   >
 >   > Actually, Icom says
 >   that did it with 1.2khz filter at 64
 mhz in the Icom 7851,
 >   though I'm
 not convinced the filter is that narrow, and
 >   1.2khz is far from the 200hz filter
 that my K3 has in it
 >   (however, the
 placement of this filter is why the 7851 is
 >   among the best radios in Sherwood's
 chart, on cw).
 >   >
 >   > It is possible to
 >   make very narrow and precise crystal
 filters as narrow as
 >   the 200 hz
 inexpensively, and this is the point of having
 >   multiple roofing filters at the first
 I-F.  So, this is the
 >   origin of the
 term roofing filter---in comparison to the
 >   barn-door up conversion first I-F.
 >   >
 >   > 73,
 Will, wj9b
 >   >
 >   > CWops #1085
 > 
  > CWA
 >   Advisor levels II and
 III
 >   > http://cwops.org/
 > 
  >
 >   >
 >  
 --------------------------------------------
 >   > On Wed, 6/13/18, Wes Stewart<wes_n7ws at triconet.org>
 >   wrote:
 >   >
 >   >   Subject:
 >   Re: [Elecraft] Field Day rig
 experience
 >   >   To:elecraft at mailman.qth.net
 >   >   Date: Wednesday, June 13,
 2018, 3:08
 >   PM
 > 
  >
 >   >
 >  
 Certainly not to disparage the
 >  
 >   K3(S)
 >   architecture (I have
 two of them) there is
 >   >  
 nothing inherently wrong with an
 >  
 up-conversion
 >   >   receiver, if
 modern
 >   hardware is used.
 >   >
 >   >  
 See:https://martein.home.xs4all.nl/pa3ake/hmode/g3sbi_intro.html
 >   >
 >   >  
 and my friend
 >   Cornell's,
 >   >   Star-10
 > 
  transceiver.
 >   >   https://pdfs.semanticscholar.org/eb33/5c12858779a653d9b9b93ca20120aebb7616.pdf
 >   >
 >   >  
 Wes  N7WS
 >   >
 >   >
 >   >   
  On 6/13/2018 11:38 AM, WILLIE
 >  
 BABER
 >   >   wrote:
 >   >
 >   >
 Robert is talking about the
 >   >
 >   crystal filters, also known as roofing
 filters now-days,
 >   >   that are
 typically placed after the
 >   first
 mixer (I
 >   >   mistakenly
 typed
 >   "ahead" but I
 meant
 >   >
 >  
 "after" as Robert notes), though there is a
 >   post
 >   >  
 amp and NB before these filters
 >   in
 K2 and K3.
 >   >   >
 >   >   > The idea is that a
 >   >   crystal filter right after the
 first
 >   mixer gives high
 >   >   dynamic range
 >   because high selectivity comes before
 the
 >   >   receiver has developed
 stages of gain
 >   that otherwise
 could
 >   >   cause blocking
 >   or IMD, especially when selectivity
 is
 >   >   postponed to the second
 mixer while
 >   ignoring gain
 >   >   distribution in prior
 >   stages of the receiver.  This basic
 >   >
 >   idea was
 popularized in Solid State Design for the Radio
 >   >   Amateur, and it was applied to
 Ten-Tec
 >   radios for decades
 >   >   (at a 9 mhz
 >   I-F).
 >   >  
 >
 >   >
 >  
 >
 >   >   Roofing filter gets
 defined in
 >   relationship to
 Japanese
 >   >   radios that
 >   had up conversion 15 khz filters at the
 first
 >   >   I-F, and generally
 lower dynamic range
 >   as a result,
 (but you
 >   >   got all modes,
 >   general coverage, and optional
 crystal
 >   >   filters at the
 second I-F).
 >   >   >
 >   >   > Good
 >   for everyone radios.... but with
 >   >
 >   lower
 dynamic range and phase noise from the early
 >   >   synthesizers.  This is why
 Ten-Tec
 >   radios were so popular
 >   >   among
 >  
 contesters, especially Omni V and VI (modified with a
 >   >   narrow cw filter at the first
 I-F).
 >   >   >
 >   >   > 73,
 >   Will, wj9b
 >  
 >   >
 >   >
 >   >
 >  
 ______________________________________________________________
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 ______________________________________________________________
 
 
 -- 
 Scott  K9MA
 
 k9ma at sdellington.us
 
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